Accredited Investor Qualification
Thank you for your interest in Secured Fixed Income Fund. Please note, pursuant to Federal Laws and Regulations, certain information pertaining to our investments may only be provided to persons who are “accredited investors” as defined under the federal securities laws, Rule 501 of Regulation D (17CFR 230.501).
Financial Criteria
- Net worth over $1 million, excluding primary residence (individually or with spouse or partner)
- Income over $200,000 (individually) or $300,000 (with spouse or partner) in each of the prior two years, and reasonably expects the same for the current year
Professional Criteria
- Investment professionals in good standing holding the general securities representative license (Series 7), the investment adviser representative license (Series 65), or the private securities offerings representative license (Series 82)
- Directors, executive officers, or general partners (GP) of the company selling the securities (or of a GP of that company)
- Any “family client” of a “family office” that qualifies as an accredited investor
- For investments in a private fund, “knowledgeable employees” of the fund
Our Offering Documents include a more extensive Qualification Profile, which is required to be filled out with your investment. However, it is sufficient here that you self identify as an Accredited Investor either based on your assets or your income.
